Kathy J. Claytor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathy J Claytor, who also goes by Kathy Jane Denton, Kathy Denton, Kasey J Wade, Kathy Greenhoe Wade, Kathy Jane Wade, was a registered financial professional .
Kathy is a previously registered financial professional and started their career in finance in 1983. Kathy had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2007 - October 7, 2008
MIDAMERICA FINANCIAL SERVICES, INC.
July 20, 2005 - January 12, 2023
OSPREY MONEY MANAGEMENT, LLC
June 13, 2005 - August 16, 2005
FIRST ALLIED SECURITIES, INC.
July 17, 2000 - June 13, 2005
ROUND HILL SECURITIES, INC.
January 8, 1986 - July 18, 2000
A. G. EDWARDS & SONS, INC.
November 1, 1984 - September 20, 1985
E. F. HUTTON & COMPANY INC
March 23, 1983 - October 31, 1984
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
