Patricia A. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Nelson, who also goes by Patricia Mccarthy, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1996. Patricia had worked at 5 firms and has passed the Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2013 - August 16, 2016
DANSKE MARKETS INC.
January 17, 2001 - January 11, 2002
PEREZ & ASSOCIATES, LLC
May 25, 2000 - November 6, 2003
ACCI SECURITIES, INC.
February 2, 1998 - May 28, 1998
APEX CLEARING CORPORATION
April 18, 1996 - February 2, 1998
FLEET SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DANSKE MARKETS INC.
CRD#: 113404 / SEC#: , 8-53341
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANSKE BANK A/S | 100% OWNER | |
| BROFSKY, IRA | TREASURER, PFO, POO | 4839408 |
| CREVATIN MARTIN, CAROLINA | DIRECTOR | 8059961 |
| GRANDELL, MARJO ELINA | DIRECTOR | 8069377 |
| GREGORY, PAUL MARTIN | CHAIRMAN OF THE BOARD | 7164045 |
| IVERSEN, ANDERS BARRON | CHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY | 5923638 |
| KIRSCHENBLATT, CHAD ETHAN | FINOP | 2503352 |
| OLESEN, HANNE KOLDKUR | DIRECTOR | 6855827 |
| OLSSON, JENNIFER GARRETT | CHIEF COMPLIANCE OFFICER | 4395377 |
| TORNQVIST, CHRISTIAN LARS | DIRECTOR | 8060007 |
| WELCH, ALLISTAIR DANIEL | DIRECTOR | 7845649 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
