Diane R. Haneklau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Renee Haneklau, CFP® was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 1983. Diane had worked at 9 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1990
Experience
January 3, 2019 - January 3, 2025
VESTECH SECURITIES, INC.
January 2, 2019 - January 3, 2025
VESTECH ASSET MANAGEMENT INC.
April 30, 2012 - December 13, 2018
DATATEX INVESTMENT SERVICES INC
April 30, 2012 - December 13, 2018
K. W. CHAMBERS & CO.
January 16, 2006 - April 30, 2012
OAKBRIDGE FINANCIAL SERVICES
January 16, 2006 - April 30, 2012
OAKBRIDGE FINANCIAL SERVICES
January 7, 2005 - December 31, 2005
CUTTER & COMPANY, INC.
January 3, 2005 - December 31, 2005
CUTTER & COMPANY, INC.
May 9, 1996 - December 31, 2004
CUTTER & COMPANY, INC.
October 12, 1989 - December 31, 2004
CUTTER & COMPANY, INC.
April 23, 1985 - October 17, 1989
CARILLON INVESTMENTS, INC.
April 4, 1984 - October 18, 1989
AMERICAN CAPITAL EQUITIES, INC.
May 25, 1983 - March 21, 1984
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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