Joseph H. Stafford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Herschel Stafford, who also goes by Joe Stafford, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1989 - October 16, 1991
FIRST AFFILIATED SECURITIES
January 11, 1989 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
April 6, 1988 - July 19, 1988
FIRST AFFILIATED SECURITIES, INC.
April 22, 1987 - December 8, 1987
DOVER GROUP, INC.
October 17, 1986 - January 14, 1987
M.G.S.I. SECURITIES, INC.
July 2, 1985 - August 26, 1985
MARCUS, STOWELL & BEYE, INC.
November 9, 1984 - April 15, 1985
LANDMARK INVESTMENTS, INC.
July 19, 1984 - October 17, 1984
PRUDENTIAL EQUITY GROUP, LLC
March 22, 1983 - July 31, 1984
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST AFFILIATED SECURITIES
CRD#: 23737 / SEC#: , 8-40485
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
