Maryanne J. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryanne Jacqueline Taylor, who also goes by Maryanne J Canavan, Maryanne Jacqueline Canavan, Maryanne Canavan-taylor, Maryanne Jacqueline Canavantaylor, Maryanne Canavantaylor, was a registered financial professional .
Maryanne is a previously registered financial professional and started their career in finance in 1983. Maryanne had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2002 - November 9, 2016
CANTELLA & CO., INC.
March 26, 2001 - November 9, 2016
CANTELLA & CO., INC.
June 25, 1999 - March 27, 2001
SUMMIT BROKERAGE SERVICES, INC.
July 22, 1994 - June 25, 1999
OSAIC WEALTH, INC.
April 10, 1989 - August 1, 1994
TRANSAMERICA SECURITIES SALES CORPORATION
April 10, 1989 - August 1, 1994
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 5, 1988 - April 4, 1989
OSAIC FS, INC.
October 8, 1986 - July 14, 1988
JANNEY MONTGOMERY SCOTT LLC
August 2, 1984 - November 3, 1986
MORGAN STANLEY DW INC.
September 22, 1983 - November 23, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
