Gary D. Brittain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Dale Brittain was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1983. Gary had worked at 4 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 1988 - December 31, 1995
MARINER FINANCIAL SERVICES, INC.
March 28, 1988 - July 13, 1988
VERAVEST INVESTMENTS, INC.
March 13, 1987 - March 4, 1988
INVESTMENT BROKERS OF AMERICA
September 19, 1983 - August 6, 1986
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
MARINER FINANCIAL SERVICES, INC.
CRD#: 8292 / SEC#: , 8-25216
Contact information
Documents
Red Flags
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