Kaye L. Fiske

FINANCIAL FUTURES

BRIELLE, NJ 08730

CRD#: 1103299

Some features on this profile are disabled

Professional summary

Kaye Louise Fiske, who also goes by Kaye Fiske Wise, is a registered financial advisor currently at FINANCIAL FUTURES located in Brielle, New Jersey.

Kaye is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Kaye has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kaye Fiske Wise

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaye Louise Fiske's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

FINANCIAL FUTURES

Office #1: River Place Executive Center 1027 Nj-70, Suite 201, Brielle, NJ 08730

RIA

CRD#: 128900

BRIELLE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL FUTURES

FINANCIAL FUTURES | FINANCIAL FUTURES LLC | FINANCIAL FUTURES LIMITED LIABILITY COMPANY

CRD#: 128900 / SEC#: 801-120637

RIA

Registered Investment Advisory firm - (3/29/2021 Approved)

California

Registered Investment Advisory firm - (7/16/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (6/16/2021 Terminated)

New York

Registered Investment Advisory firm - (6/16/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FINANCIAL FUTURES

FINANCIAL FUTURES | FINANCIAL FUTURES LLC | FINANCIAL FUTURES LIMITED LIABILITY COMPANY

CRD#: 128900 / SEC#: 801-120637

RIA

Registered Investment Advisory firm - (3/29/2021 Approved)

California

Registered Investment Advisory firm - (7/16/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (6/16/2021 Terminated)

New York

Registered Investment Advisory firm - (6/16/2021 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

River Place Executive Center 1027 Nj-70, Suite 201, Brielle, NJ 08730

Mailing Address

Phone number

(732) 722-7289

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL FUTURES, LLC BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	679
AUM (Assets Under Management)	$ 217,381,717

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Glenn Blachman

SUMMIT FINANCIAL, LLC

IAR

TOMS RIVER, NJ

Jonathan Bruschi

RBC CAPITAL MARKETS, LLC

IAR

MORRISTOWN, NJ

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kaye L. Fiske

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaye Louise Fiske's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL FUTURES

Primary Firm SEC Registration

FINANCIAL FUTURES

State Registrations and Notice Filings

Exams

Current Firm

FINANCIAL FUTURES

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL FUTURES

TRUST BUT VERIFY

Similar Advisors