Janet L. Campbell

ABUNDA FINANCIAL

Sausalito, CA 94965

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CRD#: 1103187

Professional summary

Janet Louise Campbell, CFP®, who also goes by Janet Louise Kirby, is a registered financial advisor currently at ABUNDA FINANCIAL, LLC located in Sausalito, California.

Janet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Janet has worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Janet Louise Kirby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Louise Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

February 17, 2016 - Present

ABUNDA FINANCIAL, LLC

Office #1: One Harbor Drive Suite 300, Sausalito, CA 94965

RIA

CRD#: 120177

Sausalito, CA

Past

June 15, 2012 - December 31, 2015

ABUNDA FINANCIAL, LLC

RIA

CRD#: 120177

LARKSPUR, CA

Past

September 8, 1997 - July 6, 1999

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

May 28, 1991 - October 11, 1991

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

March 19, 1984 - February 27, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 19, 1983 - January 27, 1984

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/9/1996

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/25/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/23/1996

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/3/1983

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/1996

General Securities Principal Examination

Current Firm

ABUNDA FINANCIAL, LLC

ABUNDA FINANCIAL, LLC | JL CAMPBELL FINANCIAL | JANET L. CAMPBELL

CRD#: 120177 / SEC#: 801-68963

RIA

Registered Investment Advisory firm - (7/3/2012 Terminated)

California

Registered Investment Advisory firm - (6/18/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Harbor Drive Suite 300, Sausalito, CA 94965

Mailing Address

Phone number

(415) 339-8944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 101,633,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Janet L. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Janet Louise Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABUNDA FINANCIAL, LLC

SUTRO & CO. INCORPORATED

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/1996

Series 65

Date: 11/25/1992

Series 7

Date: 9/23/1996

Series 3

Date: 5/3/1983

Series 24

Date: 9/30/1996

Current Firm

ABUNDA FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABUNDA FINANCIAL, LLC

TRUST BUT VERIFY

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