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Francis Charles Hacket

HACKET ASSET MANAGEMENT
WARWICK, RI
·CRD# 1103140·43 years experience

Professional Summary

Francis Charles Hacket, who also goes by Frank Charles Hacket, Frank Hacket, is a registered financial advisor currently at HACKET ASSET MANAGEMENT, INC. located in Warwick, Rhode Island. Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Francis has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Charles Hacket, Frank Hacket

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

HACKET ASSET MANAGEMENT, INC.·CRD# 119777
RIA
Warwick, RI
January 1, 1993 - Present
BREWSTER & DRISCOLL CAPITAL MANAGEMENT, INC.·CRD# 21490
BD
Lenexa, KS
January 18, 1994 - November 25, 1997
BREWSTER & DRISCOLL CAPITAL MANAGEMENT, INC.·CRD# 21490
BD
Lenexa, KS
January 1, 1991 - December 31, 1992
SHAWMUT BROKERAGE, INC.·CRD# 17081
BD
July 24, 1987 - December 20, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 23, 1984 - August 4, 1986
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
April 20, 1983 - November 21, 1984

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Current Firm

HA
HACKET ASSET MANAGEMENT, INC.

HACKET ASSET MANAGEMENT, INC.

CRD#: 119777
Massachusetts
Registered Investment Advisory firm - Massachusetts (4/14/1994 Approved)
Rhode Island
Registered Investment Advisory firm - Rhode Island (1/1/1993 Approved)

Contact Information

Main Address

Warwick, RI

Phone Number

(401) 739-6660

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

16

AUM (Assets Under Management)

$11,418,026

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(4/14/1994)
IAR
Rhode Island
(1/1/1993)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1991About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Francis Charles Hacket's CRS (Customer Relationship Summary).

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