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FH

Francis C. Hacket

HACKET ASSET MANAGEMENT
WARWICK, RI
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CRD#: 1103140
FH

Professional summary


Francis Charles Hacket, who also goes by Frank Charles Hacket, Frank Hacket, is a registered financial advisor currently at HACKET ASSET MANAGEMENT, INC. located in Warwick, Rhode Island.

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Francis has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Frank Charles Hacket | Frank Hacket

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Francis Charles Hacket's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 1, 1993 - Present

HACKET ASSET MANAGEMENT, INC.

RIA
CRD#: 119777
WARWICK, RI
Past

January 18, 1994 - November 25, 1997

BREWSTER & DRISCOLL CAPITAL MANAGEMENT, INC.

BD
CRD#: 21490
LENEXA, KS
Past

January 1, 1991 - December 31, 1992

BREWSTER & DRISCOLL CAPITAL MANAGEMENT, INC.

BD
CRD#: 21490
LENEXA, KS
Past

July 24, 1987 - December 20, 1989

SHAWMUT BROKERAGE, INC.

BD
CRD#: 17081
Past

November 23, 1984 - August 4, 1986

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

April 20, 1983 - November 21, 1984

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(4/14/1994)
IAR
Rhode Island
(1/1/1993)

Exams


State Security Law Exam
RR
Series 63
Date: 5/3/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


HA
HACKET ASSET MANAGEMENT, INC.
HACKET ASSET MANAGEMENT, INC.

CRD#: 119777 / SEC#:

Massachusetts
Registered Investment Advisory firm - (4/14/1994 Approved)
Rhode Island
Registered Investment Advisory firm - (1/1/1993 Approved)
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Contact information


Main Address
Warwick, RI
Mailing Address
Phone number
(401) 739-6660
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts20
AUM (Assets Under Management)$ 12,471,006

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HACKET ASSET MANAGEMENT, INC.

CRD#: 119777Warwick, RI

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