William J. Svoboda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Svoboda, who also goes by William John Svoboda, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 5 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2011 - May 15, 2024
HOBERT & SVOBODA, INC.
December 6, 1989 - January 14, 2011
HOBERT & SVOBODA, INC.
February 2, 1988 - December 13, 1989
GS2 SECURITIES, INC.
May 15, 1984 - December 14, 1987
ECONOMIC RESOURCES, INC.
October 21, 1983 - May 7, 1984
SVOBODA SECURITIES CORPORATION
March 2, 1983 - August 29, 1983
SII INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HOBERT & SVOBODA, INC.
CRD#: 25388 / SEC#: 801-17285, 8-41691
Contact information
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
Red Flags
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