Remo G. Debaz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Remo Giovanni Debaz was a registered financial professional .
Remo is a previously registered financial professional and started their career in finance in 1983. Remo had worked at 11 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - November 5, 2012
VIRTU AMERICAS LLC
May 28, 2008 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
April 16, 2008 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
July 8, 1995 - July 20, 2007
APEX CLEARING CORPORATION
September 30, 1992 - June 13, 1995
FIRST OPTIONS OF CHICAGO, INC.
July 2, 1992 - June 5, 1995
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 8, 1991 - July 9, 1992
JOSEPHTHAL & CO., INC.
May 2, 1991 - October 17, 1991
JJC SECURITIES CO., INC.
January 24, 1990 - June 6, 1991
SECURITIES SETTLEMENT CORPORATION
June 7, 1988 - July 21, 1989
SECURITIES SETTLEMENT CORPORATION
May 21, 1987 - November 30, 1989
FIRST OPTIONS OF CHICAGO, INC.
April 19, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 19, 1983 - November 14, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/1/2004
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
