HARMON P. LAURIN

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CRD#: 1102824

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

HARMON PAO WANG LAURIN, who also goes by Harmon P Wang, Harmon Pao Wang, Harmon Wang, was a registered financial professional .

HARMON is a previously registered financial professional and started their career in finance in 1983. HARMON had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 62, Series 22, Series 6 and Series 26 exams.

Biography

Prior to joining Mercer Advisors, Harmon was the President of Sigma Investment Management Company. He also was a senior vice president for Columbia Management Company (now Columbia Threadneedle), establishing and managing its Private Wealth Services division in Portland, Oregon. Previously he helped create a private asset management program for Fidelity Investments and managed its 13 western states. Harmon is passionate about working with his clients to give them peace of mind in all things financial, many times working with several generations within a family. He earned a bachelor’s degree from Stanford University. He also cares a great deal about his community and has worked with many organizations over the years. He currently sits on the boards of Ethos and the Terwilliger Plaza Foundation as well as the advisory board of the MIKE Program.

Question & Answer

Are you a "fiduciary"?

Aliases

Harmon P Wang | Harmon Pao Wang | Harmon Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside board member of Terwilliger Plaza, located at 2524 SW Terwilliger Blvd, Portland, OR 97201, since 11/01/2019. Terwilliger Plaza is a nonprofit organization dedicated to serving the Terwilliger Plaza retirement community. Mr. Laurin's board responsibilities include serving on its finance committee, which oversees the Plaza's finances and the third-party investment advisors managing the Plaza's investment portfolio. Devotes 4 hours a month (less than 1 hour during trading hours) to this activity. Does not receive compensation. The activity is investment related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2018 - January 10, 2025

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Portland, OR

Past

June 23, 2005 - April 23, 2019

SIGMA INVESTMENT MANAGEMENT COMPANY

RIA

CRD#: 104535

PORTLAND, OR

Past

June 18, 1998 - November 3, 2004

COLUMBIA FINANCIAL CENTER INCORPORATED

CRD#: 23562

PORTLAND, OR

Past

January 31, 1994 - March 18, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

March 29, 1983 - August 2, 1993

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1994

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 9/26/1988

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 9/24/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/28/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/21/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

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Contact information

Main Address

1200 17th Street Suite 2000, Denver, CO 80202

Mailing Address

Phone number

(888) 885-8101

Established

Firm type

Fiscal year end

# of Employees

1,166

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCER GLOBAL ADVISORS INC. ADV PART 2A AUGUST 21 2025 (8/21/2025)

Regulatory assets under management

Total Number of Accounts	99,044
AUM (Assets Under Management)	$ 60,256,270,580

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
07/31/2024	Cover Page	Report
09/28/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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HARMON P. LAURIN

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIGMA INVESTMENT MANAGEMENT COMPANY

COLUMBIA FINANCIAL CENTER INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

MERCER GLOBAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/1996

Series 63

Date: 1/31/1994

Series 7

Date: 2/18/1994

Series 62

Date: 9/26/1988

Series 22

Date: 9/24/1984

Series 6

Date: 3/28/1983

Series 26

Date: 2/21/2002

Current Firm

MERCER GLOBAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MERCER GLOBAL ADVISORS INC.

TRUST BUT VERIFY

Contact information

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