Benjamin T. Watts
Professional summary
Benjamin Theodore Watts was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Benjamin is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Benjamin had worked at 5 firms, which includes FIRST HEARTLAND CAPITAL INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., NLBS ADVISERS INC., EQUITY SERVICES INC., PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2000 - December 14, 2004
FIRST HEARTLAND CAPITAL, INC.
November 29, 1999 - December 31, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 9, 1991 - December 2, 1999
NLBS ADVISERS, INC.
June 8, 1984 - August 14, 1991
EQUITY SERVICES, INC.
March 8, 1983 - June 18, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
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