Gary M. Glaser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Martin Glaser was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1985. Gary had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2007 - March 10, 2008
NEWOAK CAPITAL MARKETS LLC
July 21, 2000 - March 31, 2006
BELLE HAVEN INVESTMENTS, L.P.
April 6, 1995 - July 25, 1996
GLASER SECURITIES, INC.
February 6, 1990 - December 11, 1992
BMO CAPITAL MARKETS CORP.
August 20, 1985 - March 14, 1989
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWOAK CAPITAL MARKETS LLC
CRD#: 104063 / SEC#: , 8-52532
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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