Kirk W. Tofte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk William Tofte was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 1983. Kirk had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2004 - July 2, 2012
BOUNDARY WATERS INVESTMENT ADVISORS, L.C.
February 25, 2004 - March 17, 2004
ELECTRONIC TRADING GROUP, LLC
March 7, 2003 - October 9, 2003
MML INVESTORS SERVICES, LLC
October 5, 2001 - August 27, 2002
WALNUT STREET SECURITIES, INC.
May 21, 2001 - September 20, 2001
LPL FINANCIAL LLC
October 12, 2000 - August 21, 2001
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 11, 1998 - October 25, 2000
WELLS FARGO CLEARING SERVICES, LLC
October 15, 1997 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
January 19, 1995 - October 28, 1997
PIPER SANDLER & CO.
January 24, 1992 - July 6, 1993
PIPER SANDLER & CO.
March 31, 1983 - December 26, 1984
LOCUST STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOUNDARY WATERS INVESTMENT ADVISORS, L.C.
CRD#: 130415 / SEC#:
Contact information
Red Flags
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