Leonard Martin

LEONARD MARTIN & ASSOCIATES

Warwick, RI 02888-3657

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CRD#: 1102484

Professional summary

Leonard Martin, ChFC®, CLU® is a registered financial advisor currently at LEONARD MARTIN & ASSOCIATES, INC. located in Warwick, Rhode Island.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Leonard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1999-PRESENT: OWNER, COLLEGE SOLUTIONS, HELPING CLIENTS IN THE FINANCIAL AID ARENA FOR COLLEGE. ALSO LICENSED INSURANCE AGENT. December 2017 - Present: Independent Sales agent with National Gold Consultants, in Monticello, MN. All together these outside activities take up about 50% of Mr. Martin's time, half of which occurs during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 27, 2008 - Present

LEONARD MARTIN & ASSOCIATES, INC.

Office #1: 1045 Warwick Avenue Suite 104, Warwick, RI 02888-3657

RIA

CRD#: 147586

Warwick, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/26/2012)

IAR

Massachusetts
(1/2/2011)

IAR

Rhode Island
(8/27/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2007

Uniform Investment Adviser Law Examination

Current Firm

LEONARD MARTIN & ASSOCIATES, INC.

CRD#: 147586 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/26/2012 Approved)

Massachusetts

Registered Investment Advisory firm - (1/2/2011 Approved)

Rhode Island

Registered Investment Advisory firm - (8/26/2008 Approved)

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Contact information

Main Address

1045 Warwick Avenue Suite 104, Warwick, RI 02888-3657

Mailing Address

Phone number

(401) 781-6795

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Leonard Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEONARD MARTIN & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2007

Current Firm

LEONARD MARTIN & ASSOCIATES, INC.

Contact information

Documents

Red Flags

Company Information

LEONARD MARTIN & ASSOCIATES, INC.

TRUST BUT VERIFY

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