Nathan Goldberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Goldberg, CFP®, who also goes by Nate Goldberg, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1983. Nathan had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
October 8, 2010 - December 31, 2024
EQUITY PLANNING GROUP, INC.
January 1, 2004 - August 11, 2005
CETERA ADVISORS LLC
August 18, 1992 - January 1, 2004
VESTAX SECURITIES CORPORATION
October 18, 1983 - August 25, 1992
MUTUAL SERVICE CORPORATION
March 16, 1983 - November 4, 1983
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITY PLANNING GROUP, INC.
CRD#: 112612 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 247 |
| AUM (Assets Under Management) | $ 40,729,843 |
Red Flags
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