David F. Heck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Frederick Heck, who also goes by Dave Heck, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2010 - November 11, 2014
QUESTAR ASSET MANAGEMENT, INC.
January 16, 2004 - November 11, 2014
QUESTAR CAPITAL CORPORATION
August 12, 1997 - January 27, 2004
SII INVESTMENTS, INC.
December 11, 1985 - August 12, 1997
MARINER FINANCIAL SERVICES, INC.
March 9, 1983 - December 24, 1985
PW SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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