Thomas A. Keel

KEEL ASSET MANAGEMENT

Orlando, FL

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CRD#: 1102246

Professional summary

Thomas Austin Keel, who also goes by Tom Keel, is a registered financial advisor currently at KEEL ASSET MANAGEMENT, LLC located in Orlando, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Keel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Austin Keel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2008 - Present

KEEL ASSET MANAGEMENT, LLC

RIA

CRD#: 147339

Orlando, FL

Past

September 3, 2003 - July 16, 2008

PAXMENTIS ADVISORS

RIA

CRD#: 127841

SANFORD, FL

Past

April 9, 1998 - January 4, 2003

NATIONS FINANCIAL GROUP, INC.

CRD#: 44181

CEDAR RAPIDS, IA

Past

December 8, 1993 - April 9, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

March 25, 1987 - May 20, 1987

BLACKSTOCK & LANDSTREET, INC.

CRD#: 14227

Past

April 11, 1986 - May 8, 1987

LANE, MCNALLY & JACKSON, INC.

CRD#: 11875

Past

March 23, 1983 - April 8, 1986

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/27/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/1993

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/3/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/7/1993

General Securities Representative Examination

Current Firm

KEEL ASSET MANAGEMENT, LLC

CRD#: 147339 / SEC#:

Florida

Registered Investment Advisory firm - (6/27/2008 Approved)

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Contact information

Main Address

Orlando, FL

Mailing Address

Phone number

(407) 616-7855

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Keel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Austin Keel's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEEL ASSET MANAGEMENT, LLC

PAXMENTIS ADVISORS

NATIONS FINANCIAL GROUP, INC.

AEGON USA SECURITIES INC.

BLACKSTOCK & LANDSTREET, INC.

LANE, MCNALLY & JACKSON, INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1993

Series 65

Date: 11/3/1993

Series 7

Date: 12/7/1993

Current Firm

KEEL ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

KEEL ASSET MANAGEMENT, LLC

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