Terri L. Baer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri Lynn Baer, who also goes by Terri Baer Cordasco, was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 1985. Terri had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2016 - February 25, 2016
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
November 7, 2012 - May 30, 2014
RBC CAPITAL MARKETS, LLC
July 12, 2012 - August 9, 2012
COMMONWEALTH CAPITAL SECURITIES CORP.
November 9, 2010 - April 13, 2011
INVEST FINANCIAL CORPORATION
July 11, 1995 - April 8, 2009
ROBERT W. BAIRD & CO. INCORPORATED
May 31, 1990 - July 11, 1995
MERIDIAN, DUNHILL & CO., INC.
November 20, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - May 31, 1990
OSAIC WEALTH, INC.
March 9, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 16, 1986 - March 2, 1988
SECURITY SERVICE CORPORATION
November 20, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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