Sarah B. Wilkins

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CRD#: 1102110

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sarah Blatz Wilkins, who also goes by Sally B Wilkins, was a registered financial professional .

Sarah is a previously registered financial professional and started their career in finance in 1983. Sarah had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sally B Wilkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 6, 2009 - April 5, 2011

MWA ASSET MANAGEMENT

RIA

CRD#: 142912

DANVERS, MA

Past

April 6, 2009 - April 2, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SHERBORN, MA

Past

March 24, 2005 - October 31, 2005

WILKINS INVESTMENT ADVISORS

RIA

CRD#: 131296

SHERBORN, MA

Past

January 19, 1984 - April 2, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SHERBORN, MA

Past

May 4, 1983 - January 4, 1984

FIRST COMMONWEALTH INVESTMENT CORPORATION

CRD#: 10692

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MWA ASSET MANAGEMENT

ALC ADVISORY | MWA ASSET MANAGEMENT | MORTON WEALTH ADVISORS INC. | MORTON WEALTH ADVISORS II, INC. | MORTON WEALTH ADVISORS

CRD#: 142912 / SEC#: 801-112638

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/15/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/12/1987

General Securities Principal Examination

Current Firm

MWA ASSET MANAGEMENT

ALC ADVISORY | MWA ASSET MANAGEMENT | MORTON WEALTH ADVISORS INC. | MORTON WEALTH ADVISORS II, INC. | MORTON WEALTH ADVISORS

CRD#: 142912 / SEC#: 801-112638

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (3/20/2018 Terminated)

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Contact information

Main Address

55 Ferncroft Road Suite 305, Danvers, MA 01923

Mailing Address

Phone number

(781) 263-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	417
AUM (Assets Under Management)	$ 254,208,364

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah B. Wilkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

WILKINS INVESTMENT ADVISORS

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIRST COMMONWEALTH INVESTMENT CORPORATION

Primary Firm SEC Registration

MWA ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 4/15/1983

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1983

Series 24

Date: 5/12/1987

Current Firm

MWA ASSET MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MWA ASSET MANAGEMENT

TRUST BUT VERIFY

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