Jack D. Howell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Doyle Howell JR, who also goes by Jack Doyle Howell, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1988. Jack had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2017 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
July 19, 2001 - March 7, 2018
SCOTTRADE, INC.
December 20, 2000 - February 8, 2001
INTERNATIONAL ASSETS ADVISORY, LLC
September 29, 1999 - January 26, 2001
STONEX FINANCIAL INC.
November 25, 1992 - February 20, 1999
SCOTTRADE, INC.
March 22, 1991 - June 4, 1992
CHARLES SCHWAB & CO., INC.
August 6, 1988 - May 17, 1989
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/22/2001
Limited Representative-Equity Trader ExamCurrent Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
