H.l. J. Johnson
Professional summary
H.l. J Johnson, who also goes by H L Jeffrey Johnson, Harry L Jeffrey Johnson, is a registered financial advisor currently at APPLETON PARTNERS, INC. located in Boston, Massachusetts.
H.l. is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. H.l. has worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 5, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view H.l. J Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2020 - Present
APPLETON PARTNERS, INC.
Office #1: One Post Office Square 5th Floor, Boston, MA 02109August 28, 2002 - December 12, 2008
FIDELITY BROKERAGE SERVICES LLC
June 6, 1991 - May 9, 2007
NATIONAL FINANCIAL SERVICES LLC
January 12, 1989 - May 24, 1991
BNE CAPITAL MARKETS, INC.
June 17, 1987 - November 21, 1988
MUFG AMERICAS CORPORATE ADVISORY, INC.
May 1, 1984 - August 22, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
February 15, 1984 - March 31, 1984
FIDELITY BROKERAGE SERVICES LLC
May 2, 1983 - February 15, 1984
FIDELITY DISTRIBUTORS CORPORATION
Primary Firm SEC Registration
APPLETON PARTNERS, INC.
CRD#: 110049 / SEC#: 801-29384
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/8/2020)
Exams
Series 5
Date: 5/22/1984
Interest Rate Options ExaminationCurrent Firm
APPLETON PARTNERS, INC.
CRD#: 110049 / SEC#: 801-29384
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,414 |
| AUM (Assets Under Management) | $ 13,452,681,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/11/2025 | ||
| 01/11/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
APPLETON PARTNERS, INC.
CRD#: 110049Boston, MA 02109TRUST BUT VERIFY
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