Lannie C. Wright
NWF ADVISORY SERVICES | Financial Advisor
Carmel Valley, CA 93924
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CRD#: 1101957
Professional summary
Lannie Cecil Wright, who also goes by Lannie C Wright, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Carmel Valley, California and OSAIC WEALTH, INC. located in Carmel Valley, California.
Lannie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Lannie has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lannie C Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NWF ADVISORY GROUP, INVESTMENT RELATED, 13766 CENTER STREET, STE 210, CARMEL VALLEY, CA 93924 INVESTMENT ADVISOR REP, START 04/2017, 160 HOURS PER MONTH, 85 HOURS DURING SECURITIES TRADING HOURS, INVESTMENT ADVISORY ACTIVITIES RELATED TO CLIENT INVESTMENTS. 2. LANNIE C. WRIGHT, NON INVESTMENT RELATED, 21187 CACHAGUA RD, CARMEL VALLEY, CA 93924, AUTHOR, STARTED 7/8/2010, 40 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, FOR THE LAST SEVERAL YEARS, I HAVE BEEN WRITING DURING EVENING HOURS ON NOVELS THAT I SOMEDAY WISH TO HAVE PUBLISHED. THESE NOVELS ARE NON-SECURITIES RELATED, MYSTERY/SUSPENSE GENRE. I NOW HAVE AN AGENT WHO WILL PRESENT THESE NOVELS TO PUBLISHERS FOR THAT PURPOSE. IN THE MEANTIME, I WILL CONTINUE TO WRITE EVENING AS ALWAYS. MARKET HOURS WILL NOT BE UTILIZED FOR THIS PURPOSE 3. TOASTMASTERS INTERNATIONAL POSITION: VP of Public Relations NATURE: They are a 501c3 organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 13766 Center Street, Suite 210, Carmel Valley CA 93924, United States DESCRIPTION: I will be responsible for initiating and maintaining the social media presence and helping to build membership for the organization. 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/06/2025 ADDRESS: 13766 Center St, STE 210, Carmel Valley CA 93924, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Partners.
CRS (Client Relationship Summary) - RIA
Click below to view Lannie Cecil Wright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2017 - Present
NWF ADVISORY SERVICES INC
Office #1: 13766 Center Street #210, Carmel Valley, CA 93924RIA
CRD#: 110410
Carmel Valley, CA
Current
March 7, 1994 - Present
OSAIC WEALTH, INC.
Office #1: 13766 Center Street Suite 210, Carmel Valley, CA 93924RIA
BD
CRD#: 23131
Carmel Valley, CA
Past
October 10, 2002 - February 5, 2013
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
August 29, 2000 - April 18, 2017
WHJR ASSOCIATES
RIA
CRD#: 113269
SALINAS, CA
Past
May 19, 1992 - January 12, 1996
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
April 19, 1984 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 5774
Past
November 9, 1983 - May 14, 1984
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
Past
May 2, 1983 - August 1, 1983
NYLIFE SECURITIES LLC
BD
CRD#: 5167
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/14/2017)
RR
California(3/5/1994)
IAR
California(3/3/2017)
RR
Colorado(5/15/2013)
RR
New Mexico(7/30/2024)
RR
Pennsylvania(9/15/2017)
RR
Texas(10/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial AdvisorCRD#: 110410Carmel Valley, CA 93924TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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