William R. Claiborne
Professional summary
William Robertson Claiborne, who also goes by Bill Claiborne, Billy Claiborne, is a registered financial advisor currently at BROCKENBROUGH located in Richmond, Virginia.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Robertson Claiborne's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 1993 - Present
BROCKENBROUGH
Office #1: 1802 Bayberry Ct, Richmond, VA 23226May 3, 1983 - June 29, 1993
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
BROCKENBROUGH
CRD#: 105142 / SEC#: 801-6691
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/12/1993)
Exams
Current Firm
BROCKENBROUGH
CRD#: 105142 / SEC#: 801-6691
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,162 |
| AUM (Assets Under Management) | $ 5,442,429,889 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 11/12/2024 | ||
| 10/26/2023 | ||
| 11/28/2022 |
Red Flags
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Company Information
BROCKENBROUGH
CRD#: 105142Richmond, VA 23226TRUST BUT VERIFY
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