Michael D. Kinsella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Donald Kinsella JR, who also goes by Michael Donald Jr Kinsella, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2021 - February 11, 2021
BOENNING & SCATTERGOOD, INC.
March 30, 2009 - November 19, 2020
BOENNING & SCATTERGOOD, INC.
June 29, 2007 - February 26, 2009
SUSQUEHANNA FINANCIAL GROUP, LLLP
May 7, 2004 - July 25, 2005
SUSQUEHANNA FINANCIAL GROUP, LLLP
February 14, 2003 - February 26, 2009
SAL EQUITY TRADING, GP
January 5, 1996 - October 17, 2002
INVESTEC INC.
August 2, 1993 - January 2, 1996
ALEX. BROWN & SONS INCORPORATED
August 15, 1990 - August 2, 1993
INVESTEC INC.
May 1, 1989 - August 7, 1990
W.H. NEWBOLD'S SON & CO., INC.
March 20, 1985 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/19/1998
Limited Representative-Equity Trader ExamCurrent Firm
BOENNING & SCATTERGOOD, INC.
CRD#: 100 / SEC#: 801-68111, 8-15543
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOENNING & SCATTERGOOD HOLDINGS | HOLDING CO OF BOENNING & SCATTERGOOD INC | |
| MADDALONI, ANDREW MICHAEL | DIRECTOR | 2825865 |
| MARA, GEORGE MICHAEL JR | CHIEF COMPLIANCE OFFICER | 1574331 |
| MARA, GEORGE MICHAEL JR | PRESIDENT | 1574331 |
| SCATTERGOOD, HAROLD FRANCIS JR | DIRECTOR | 412133 |
| STANNARD, JEFFREY TAPPAN | DIRECTOR | 1337225 |
| WEIGAND, DALE ROBERT | DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP | 1374549 |
Regulatory assets under management
| Total Number of Accounts | 1,321 |
| AUM (Assets Under Management) | $ 1,157,621,985 |
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
