RH
Robert B. Hardcastle
BFC PLANNING
Chesterfield, MO 63017-4872
Some features on this profile are disabled
CRD#: 1101791
RH
Professional summary
Robert Boris Hardcastle, who also goes by Bob Hardcastle, is a registered financial advisor currently at BFC PLANNING, INC. located in Chesterfield, Missouri and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Chesterfield, Missouri.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 22 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Hardcastle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Delta Investment Services-Y-16100 Chesterfield Parkway West, Ste 150-Chesterfield, MO 63017-DBA-President -1/1/1977-200-20 wk-Sales & Service of financial products. 2. Hardcastle Wealth Management-N-16100 Chesterfield Pkwy W Ste 150, Chesterfield, MO 63017-Domain Name-Representative-1/2006-0-0-Domain Name. 3. Robert Hardcastle-n-16100 Chesterfield Parkway West, Ste 150, Chesterfield, MO 63017-Insurance-Insurance Sales-1/1964-40-40-Sales & Service of Insurance products. 4. Robert Hardcastle-N-300 S Collier Blvd #701, Marco Island, FL 34145-Condo-Owner-1/1982-1-0-Rent personal Condo. 5. Bob Hardcastle's Money Talk Radio-y-16100 Chesterfield Pkwy West Ste 150, Chesterfield, MO 63017-Radio Talk Show-Host-1/1988-10-0-Host weekly radio program. 6. Robert Hardcastle Charitable Foundation-N-16100 Chesterfield Pkwy West, Chesterfield, MO 63017-Charitable foundation-Trustee-1/2000-2-0-Fund foundation and donate to charitable organizations. 7. Hardy's Novels-y-16100 Chesterfield Pkwy W, Ste 150, Chesterfield, MO 63017-Book sales-Author-1/2015-1-0-Author & Marketing of novels. 8. Robert Hardcastle, "Formerly known as The Travel Company"-Y-16100 Chesterfield Pkwy W, Ste 150, Chesterfield, MO 63017-Travel/Seminars-Representative-1/1987-2-0-Present financial seminars to passengers on cruise/travel trips. 9. Robert B Hardcastle Family Limited Partnership-Y-398 Larimore Valley Dr., Wildwood, MO 63005-Limited Partnership-General Partner-12/31/1999-<1 hr.-<1 hr.- Make investment decisions and buy & sell assets on behalf of the family 10.Bob Hardcastle & Associates, Inc.-N-Chesterfield, MO-Retain sales from previous books-President-07/1993-0-0-Company was used to take in sales from previously written books. No longer actively used. 11.Friends of St. Luke's-N-Chesterfield, MO-Attend quarterly board meetings-Board Member-07/2019-1-0-Attend quarterly board meetings; serve on one board initiative which would include individual memberships, corporate outreach, physician cultivation, friends heath and wellness events, etc. 12.Performax Professional Group LLC-N-Chesterfield, MO-Promotions marketing business-Consultant-06/2020-4-0-Business consultant for promoting marketing business. 13. 1-2-3 Club- N- Chesterfield, MO- Social Club- Treasurer- 10/2022- 0-0- Collects money for people attending the holiday event.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Boris Hardcastle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2016 - Present
BFC PLANNING, INC.
Office #1: 16100 Chesterfield Parkway West Suite 150, Chesterfield, MO 63017-4872RIA
CRD#: 119682
Chesterfield, MO
Current
September 26, 2016 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 16100 Chesterfield Parkway West Suite 150, Chesterfield, MO 63017-4872RIA
BD
CRD#: 13609
Chesterfield, MO
Past
September 1, 2016 - October 13, 2016
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
BOCA RATON, FL
Past
September 1, 2016 - October 13, 2016
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
CHESTERFIELD, MO
Past
June 4, 2004 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
CHESTERFIELD, MO
Past
June 3, 2004 - September 1, 2016
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
CHESTERFIELD, MO
Past
May 22, 2003 - December 31, 2004
DELTA INVESTMENT ADVISORY, INC.
RIA
CRD#: 114435
CHESTERFIELD, MO
Past
September 20, 1999 - June 16, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
April 4, 1989 - June 10, 2004
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
BOCA RATON, FL
Past
September 29, 1987 - October 14, 1987
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Past
September 1, 1987 - January 1, 1989
OAKBRIDGE FINANCIAL SERVICES
BD
CRD#: 16323
Past
January 30, 1986 - August 13, 1987
FIRST ALLIANCE FINANCIAL SERVICES, INC.
BD
CRD#: 7161
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/26/2016)
RR
Arizona(10/11/2016)
RR
California(9/26/2016)
RR
Delaware(9/14/2020)
RR
District of Columbia(10/11/2016)
RR
Florida(9/27/2016)
RR
Georgia(12/15/2016)
RR
Illinois(12/21/2016)
RR
Iowa(8/20/2020)
RR
Kentucky(10/27/2016)
RR
Michigan(10/14/2016)
RR
Minnesota(8/21/2020)
RR
Missouri(12/12/2016)
IAR
Missouri(12/12/2016)
RR
Nevada(1/30/2018)
RR
New Jersey(12/15/2016)
RR
New Mexico(1/23/2019)
RR
North Carolina(12/15/2016)
RR
Ohio(9/26/2016)
RR
Oregon(2/7/2017)
RR
Pennsylvania(9/27/2016)
RR
South Carolina(2/13/2019)
RR
Texas(9/28/2016)
IAR
Texas(9/28/2016)
RR
Utah(9/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Chesterfield, MO 63017-4872TRUST BUT VERIFY
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