Timothy G. Swinney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy George Swinney was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1983. Timothy had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2015 - October 26, 2016
USAA FINANCIAL ADVISORS, INC.
September 16, 2015 - October 26, 2016
USAA FINANCIAL PLANNING SERVICES
September 16, 2011 - April 19, 2012
MML INVESTORS SERVICES, LLC
April 18, 1994 - October 30, 2006
USAA INVESTMENT SERVICES COMPANY
March 6, 1991 - December 23, 1992
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 22, 1986 - April 17, 1989
USAA INVESTMENT SERVICES COMPANY
May 23, 1983 - February 5, 1985
WASHINGTON NATIONAL EQUITY COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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