William F. Palla
Professional summary
William Francis Palla was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, William had worked at 4 firms, which includes MONITOR INVESTMENT GROUP INC., MAIN LINE INVESTMENT GROUP LTD., PRUDENTIAL EQUITY GROUP LLC, E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1993 - November 12, 1996
MONITOR INVESTMENT GROUP, INC.
April 2, 1990 - August 19, 1992
MAIN LINE INVESTMENT GROUP, LTD.
February 1, 1988 - April 18, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 23, 1983 - February 24, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
MONITOR INVESTMENT GROUP, INC.
CRD#: 31007 / SEC#: , 8-45292
Contact information
Documents
Red Flags
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