Gregory A. Swank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Arthur Swank, who also goes by Greg Swank, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1983. Gregory had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 27, Series 4, Series 8, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2021 - June 22, 2022
HONEYCOMB DIGITAL INVESTMENTS, LLC
November 30, 2016 - October 11, 2017
ESPOSITO PARTNERS, LLC
November 30, 2016 - March 17, 2017
ESPOSITO SECURITIES, LLC
May 22, 2003 - February 4, 2016
PLAINSCAPITAL SECURITIES, LLC
May 8, 2002 - October 3, 2002
AMEGY INVESTMENTS, INC.
June 22, 2000 - September 10, 2002
FISERV INVESTOR SERVICES, INC.
July 5, 1995 - September 30, 1999
BNY MELLON CAPITAL MARKETS, LLC
March 29, 1994 - April 5, 1995
J.J.B. HILLIARD, W.L. LYONS, LLC
October 25, 1993 - March 2, 1994
CHARLES SCHWAB & CO., INC.
April 14, 1993 - July 15, 1993
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 7, 1992 - February 26, 1993
BANC OF AMERICA SECURITIES LLC
March 31, 1992 - August 11, 1992
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 29, 1987 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
March 22, 1983 - April 29, 1987
UNDERWOOD, NEUHAUS & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/23/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HONEYCOMB DIGITAL INVESTMENTS, LLC
CRD#: 312626 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 1,493,778 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
