Jane E. Mcginnis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Ennis Mcginnis, who also goes by Jane Ennis Hoegee, Jane Ennis Hoegeemcginnis, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1983. Jane had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 1997 - May 1, 2012
QUEST CAPITAL MANAGEMENT, INC.
January 13, 1997 - May 2, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 13, 1996 - December 31, 2002
BTS ASSET MANAGEMENT, INC.
January 14, 1986 - November 6, 1987
CETERA WEALTH SERVICES, LLC
May 31, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
May 31, 1983 - January 17, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 31, 1983 - January 17, 1997
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL MANAGEMENT, INC.
CRD#: 114690 / SEC#: 801-60734
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,891 |
| AUM (Assets Under Management) | $ 1,225,388,904 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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