Michael Chudnoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Chudnoff was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2015 - January 25, 2016
LEGEND EQUITIES CORPORATION
November 27, 2002 - September 3, 2021
CETERA FINANCIAL SPECIALISTS LLC
November 20, 2002 - September 3, 2021
CETERA INVESTMENT ADVISERS LLC
January 1, 2000 - December 17, 2002
CHARTER ONE SECURITIES, INC.
December 13, 1994 - January 1, 2000
INVESTMENT NETWORK, INC.
April 4, 1994 - December 5, 1994
ESSEX NATIONAL SECURITIES, LLC
October 1, 1993 - February 15, 1994
INVESTMENT NETWORK, INC.
August 10, 1987 - April 1, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 4, 1987 - September 24, 1987
A.S.A. INVESTMENT COMPANY
February 2, 1987 - May 21, 1987
LPL FINANCIAL LLC
June 5, 1986 - February 19, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
March 23, 1983 - June 6, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND EQUITIES CORPORATION
CRD#: 30999 / SEC#: , 8-45286
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEGEND GROUP HOLDINGS, LLC | DIRECT OWNER | |
| ANTONIADES, ADAM NICHOLAS | DIRECTOR | 2261744 |
| BONNEAU, CATHERINE MCCORMACK | DIRECTOR | 2899706 |
| GINGRICH, MIRALDA | VICE PRESIDENT | 1985431 |
| GRIFFEY, ENA MARIA | FINOP | 4460199 |
| HALEY, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER | 4361815 |
| MEHROTRA, SHASHI | DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2640875 |
| RUDNICK, REGINA MARY | VICE PRESIDENT | 2373530 |
| SHELSON, MARK PAUL | TREASURER | 1819252 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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