Gregory J. Crawford

CRAWFORD FINANCIAL PLANNING & CONSULTING

Modesto, CA 95355

Some features on this profile are disabled

CRD#: 1101280

Professional summary

Gregory Jason Crawford, AIF® is a registered financial advisor currently at CRAWFORD FINANCIAL PLANNING & CONSULTING located in Modesto, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Gregory has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Jason Crawford's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 19, 2016 - Present

CRAWFORD FINANCIAL PLANNING & CONSULTING

Office #1: 3501 Coffee Road, Suite 6, Modesto, CA 95355

RIA

CRD#: 134936

Modesto, CA

Past

February 22, 1984 - July 17, 1984

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

March 1, 1983 - February 21, 1984

U.S. ADVISORS, INC.

CRD#: 10721

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRAWFORD FINANCIAL PLANNING & CONSULTING

CRAWFORD FINANCIAL PLANNING & CONSULTING | GREGORY J. CRAWFORD, DBA CRAWFORD FINANCIAL PLANNING &CONSULTING | CRAWFORD, GREGORY JASON

CRD#: 134936 / SEC#: 801-123570

RIA

Registered Investment Advisory firm - (3/31/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/19/2016)

IAR

Texas
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Current Firm

CRAWFORD FINANCIAL PLANNING & CONSULTING

CRAWFORD FINANCIAL PLANNING & CONSULTING | GREGORY J. CRAWFORD, DBA CRAWFORD FINANCIAL PLANNING &CONSULTING | CRAWFORD, GREGORY JASON

CRD#: 134936 / SEC#: 801-123570

RIA

Registered Investment Advisory firm - (3/31/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3501 Coffee Road, Suite 6, Modesto, CA 95355

Mailing Address

Phone number

(209) 571-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A (2/21/2025)

Regulatory assets under management

Total Number of Accounts	376
AUM (Assets Under Management)	$ 165,293,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Augustine Hong

HIGHTOWER ADVISORS, LLC

IAR

Bradenton, FL

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

John Lappin

PFS INVESTMENTS INC.

Troy, MI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory J. Crawford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Jason Crawford's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRAWFORD FINANCIAL PLANNING & CONSULTING

FINANCIAL PLANNERS EQUITY CORPORATION

U.S. ADVISORS, INC.

Primary Firm SEC Registration

CRAWFORD FINANCIAL PLANNING & CONSULTING

State Registrations and Notice Filings

Exams

Series 7

Date: 2/19/1983

Current Firm

CRAWFORD FINANCIAL PLANNING & CONSULTING

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRAWFORD FINANCIAL PLANNING & CONSULTING

TRUST BUT VERIFY

Similar Advisors