Beth E. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Ellen Jacobs, who also goes by Beth E Jacobs, was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 1983. Beth had worked at 9 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2010 - December 31, 2021
BRIDGE CAPITAL ASSOCIATES, INC.
May 23, 2008 - September 15, 2008
CHERTOFF CAPITAL, LLC
February 11, 2005 - October 19, 2007
BIO-IB, INC.
July 1, 1998 - January 4, 1999
ABN AMRO SECURITIES LLC
May 20, 1998 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
March 10, 1993 - February 19, 1998
ABN AMRO SECURITIES LLC
June 12, 1991 - December 9, 1992
CRESVALE INTERNATIONAL, INC.
November 1, 1988 - September 12, 1989
LEHMAN BROTHERS INC.
September 6, 1986 - February 20, 1988
MORGAN STANLEY & CO. LLC
July 20, 1983 - September 25, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/11/2024
General Securities Representative ExaminationSeries 79TO
Date: 1/11/2024
Investment Banking Registered Representative ExaminationCurrent Firm
BRIDGE CAPITAL ASSOCIATES, INC.
CRD#: 143475 / SEC#: , 8-67570
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WISNIEWSKI, CAROLINE ELIZABETH | PRESIDENT, CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER, AMLCO | 1463513 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
