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Robert John Hoehn Jr

CRD# 1101097·Registered 1983 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert John Hoehn JR, who also goes by Robert John Jr Hoehn, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2015. Robert had worked at 11 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert John Jr Hoehn

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

CRT CAPITAL GROUP LLC·CRD# 28830
BD
New York, NY
April 20, 2015 - October 14, 2015
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
New York, NY
August 25, 2008 - April 20, 2015
THOMAS WEISEL PARTNERS LLC·CRD# 46237
BD
New York, NY
March 19, 2007 - February 25, 2008
SOLEIL SECURITIES CORPORATION·CRD# 124737
BD
New York, NY
January 9, 2006 - March 8, 2007
FULCRUM GLOBAL PARTNERS LLC·CRD# 104455
BD
New York, NY
July 10, 2002 - January 3, 2006
COMMERZ MARKETS LLC·CRD# 41957
BD
New York, NY
May 21, 2001 - May 10, 2002
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
April 30, 2001 - May 23, 2001
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
March 6, 1998 - April 30, 2001
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
October 13, 1995 - January 2, 1998
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
February 10, 1992 - September 26, 1995
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
April 20, 1983 - August 27, 1991

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Current Firm

CC
CRT CAPITAL GROUP LLC

CREDIT RESEARCH AND TRADING CORP. | STERNE AGEE CRT | CRT CAPITAL GROUP LLC | CREDIT RESEARCH AND TRADING LLC

CRD#: 28830 / SEC#: 8-43940
BD
Terminated by SEC on 11/29/2016

Contact Information

Established

Delaware since 12/31/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRT GREENWICH LLCPARENT COMPANY—
KALISH, GEOFFREY ORINBOARD CHAIRMAN OF PARENT COMPANY AND CCO—
NIELSEN, JOHN DAVIDGENERAL COUNSEL5889411
TUITE, ROBERT KEVINCHIEF FINANCIAL OFFICER AND FINOP2862493

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Jun 2000About the Series 16 exam

Series 7 — General Securities Representative Examination

Passed Apr 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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