Robert J. Hoehn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Hoehn JR, who also goes by Robert John Jr Hoehn, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 11 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - October 14, 2015
CRT CAPITAL GROUP LLC
August 25, 2008 - April 20, 2015
STERNE, AGEE & LEACH, INC.
March 19, 2007 - February 25, 2008
THOMAS WEISEL PARTNERS LLC
January 9, 2006 - March 8, 2007
SOLEIL SECURITIES CORPORATION
July 10, 2002 - January 3, 2006
FULCRUM GLOBAL PARTNERS LLC
May 21, 2001 - May 10, 2002
COMMERZ MARKETS LLC
April 30, 2001 - May 23, 2001
ABN AMRO INCORPORATED
March 6, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
October 13, 1995 - January 2, 1998
SALOMON BROTHERS INC.
February 10, 1992 - September 26, 1995
J.P. MORGAN SECURITIES LLC
April 20, 1983 - August 27, 1991
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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