Hance V. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hance Vernon Myers III, who also goes by Hance Vernon Myers, was a registered financial professional .
Hance is a previously registered financial professional and started their career in finance in 1983. Hance had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2021 - June 8, 2026
NORTHERN TRUST SECURITIES, INC.
November 13, 2014 - June 29, 2021
PEP ADVISORY LLC
December 8, 2005 - March 28, 2008
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
October 31, 2003 - December 13, 2005
HOWARD WEIL INCORPORATED
April 26, 2000 - October 31, 2003
LEGG MASON WOOD WALKER, INCORPORATED
February 17, 1998 - April 26, 2000
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
July 25, 1996 - February 17, 1998
LEGG MASON WOOD WALKER, INCORPORATED
July 13, 1992 - October 31, 1994
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
January 3, 1990 - January 20, 1990
FIRST INTERSTATE DISCOUNT BROKERAGE
November 19, 1989 - December 6, 1989
OSAIC WEALTH, INC.
October 6, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 3, 1985 - May 11, 1987
SCHARFF & JONES, INC.
April 16, 1984 - October 22, 1985
DORSEY & COMPANY, INC.
January 4, 1984 - March 21, 1984
GEO. W. CLARKE & ASSOCIATES, INC.
March 22, 1983 - December 12, 1983
WESTCAP SECURITIES, L.P.
Primary Firm SEC Registration
NORTHERN TRUST SECURITIES, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHERN TRUST SECURITIES, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NORTHERN TRUST CORPORATION | SHAREHOLDER | |
| BLOWERS, DAVID CHARLES | DIRECTOR | 4377133 |
| BURNS, RYAN DOUGLAS | DIRECTOR | 7427168 |
| CARBERRY, CRAIG RICHARD | SECRETARY | 2075889 |
| CHAPPELL, DARLENE | MLRO (ANTI-MONEY LAUNDERING OFFICER) | 8158928 |
| CHERRY, JON VINCENT | DIRECTOR | 4255568 |
| CHERRY, JON VINCENT | PRESIDENT | 4255568 |
| DEVITA, DINO ANTHONY | DIRECTOR | 3022063 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF FINANCIAL OFFICER | 5716365 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF OPERATIONS OFFICER | 5716365 |
| PICKETT, MELANIE ZAIRIS | DIRECTOR | 3256748 |
| THOMAS, SUNITHA CHERIAN | DIRECTOR | 7881171 |
| THORNTON, MITCHELL BLAIR | DIRECTOR | 2515299 |
| WILLIAMS, AMANDA TAWNEY | CHIEF COMPLIANCE OFFICER | 4195897 |
Regulatory assets under management
| Total Number of Accounts | 2,283 |
| AUM (Assets Under Management) | $ 1,276,929,981 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 09/25/2024 | ||
| 08/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
