Michele L. Rackey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Leona Rackey, who also goes by Michele L Dalton, Michele Leona Dalton, Michele Nowakowski Dalton, Michele Nowakowski, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1983. Michele had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2010 - December 31, 2020
CAPE SECURITIES INC.
January 12, 2010 - April 1, 2010
SECURITIES SERVICE NETWORK, LLC
August 11, 2004 - November 10, 2009
MEDALLION INVESTMENT SERVICES, INC.
May 1, 2003 - October 21, 2003
M&T SECURITIES, INC.
January 3, 1995 - May 1, 2003
ALLFIRST BROKERAGE CORPORATION
June 20, 1990 - October 28, 1992
HAMILTON INVESTMENTS, INC.
April 26, 1983 - June 12, 1990
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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