Jay H. Harjula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Hjalmar Harjula was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1983. Jay had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 1992 - March 4, 1994
PROTECTIVE GROUP SECURITIES CORPORATION
December 12, 1986 - February 11, 1992
COLLIERS SECURITIES LLC
March 22, 1983 - November 26, 1986
SECURITIES RESOLUTION CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROTECTIVE GROUP SECURITIES CORPORATION
CRD#: 6757 / SEC#: , 8-13260
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
