Allen B. Closser
Professional summary
Allen Bayard Closser, who also goes by Bayard Closser, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Decatur, Illinois and INVESTMENT PLANNERS, INC. located in Decatur, Illinois.
Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Allen has worked at 18 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Allen Bayard Closser's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2018 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 226 W. Eldorado, Decatur, IL 62522June 26, 2017 - Present
INVESTMENT PLANNERS, INC.
Office #1: 226 W. Eldorado Street, Decatur, IL 62522Office #2: 3090 N Main Street Suite C, Decatur, IL 62526Office #3: 226 W. Eldorado, Decatur, IL 62522March 10, 2016 - June 28, 2017
PROVASI CAPITAL PARTNERS LP
April 8, 2013 - December 31, 2015
VERTICAL CAPITAL ASSET MANAGEMENT, LLC
March 23, 2011 - July 1, 2015
VERTICAL CAPITAL SECURITIES, LLC
September 29, 2010 - April 1, 2011
CABIN SECURITIES, INC.
October 1, 2007 - January 30, 2009
DIRECTED SERVICES LLC
December 4, 2003 - October 2, 2007
VOYA INVESTMENTS DISTRIBUTOR, LLC
July 20, 2000 - October 19, 2000
ING FUNDS DISTRIBUTOR, INC.
March 20, 1999 - December 5, 2003
DIRECTED SERVICES LLC
July 25, 1997 - December 9, 1998
FUNDS DISTRIBUTOR, LLC
March 30, 1992 - January 14, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
April 11, 1991 - June 21, 1991
MONARCH FINANCIAL SERVICES, INC.
March 8, 1991 - March 19, 1992
MONARCH SECURITIES, INC.
January 1, 1990 - April 17, 1991
ABI SECURITIES, INC.
July 28, 1987 - January 17, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 5, 1984 - July 14, 1987
INVEST FINANCIAL CORPORATION
December 19, 1983 - March 1, 1984
UBS FINANCIAL SERVICES INC.
March 25, 1983 - February 1, 1984
FIRST MID-AMERICA INC.
Primary Firm SEC Registration
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872Decatur, IL 62522TRUST BUT VERIFY
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