Larry P. Nutter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Philip Nutter was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1983. Larry had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2014 - May 21, 2020
ADVISORNET WEALTH PARTNERS
January 8, 2014 - November 20, 2020
CETERA WEALTH SERVICES, LLC
January 7, 2002 - December 31, 2005
CETERA WEALTH SERVICES, LLC
January 2, 1992 - November 20, 2020
CETERA WEALTH SERVICES, LLC
March 23, 1990 - December 31, 1991
OPPENHEIMER & CO. INC.
December 23, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
March 22, 1983 - December 23, 1988
MORISON SECURITIES, INC.
Primary Firm SEC Registration
ADVISORNET WEALTH PARTNERS
CRD#: 113074 / SEC#: 801-77035
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVISORNET WEALTH PARTNERS
CRD#: 113074 / SEC#: 801-77035
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,091 |
| AUM (Assets Under Management) | $ 2,339,617,295 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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