Robert Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Russell, who also goes by Robert Avery Russell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - December 1, 2014
DESTRA CAPITAL INVESTMENTS LLC
May 23, 2000 - April 2, 2014
JANUS HENDERSON DISTRIBUTORS US LLC
January 21, 1985 - January 28, 1986
PW SECURITIES, INC.
March 3, 1983 - February 15, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DESTRA CAPITAL INVESTMENTS LLC
CRD#: 148299 / SEC#: , 8-68006
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
