Jean C. Dubson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Carol Dubson, who also goes by Jean Carol Dobson, Jean Dubson, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1983. Jean had worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2004 - December 31, 2005
JEAN DUBSON INC
May 31, 1989 - December 31, 2012
COMMONWEALTH FINANCIAL NETWORK
December 10, 1984 - June 21, 1989
GLOBAL CAPITAL SECURITIES, INC.
November 30, 1984 - December 11, 1984
INVESTORS CENTER, INC.
March 21, 1983 - December 13, 1984
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
