Paul D. Hatfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Del Hatfield was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 20 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2013 - May 27, 2025
CREATIVE FINANCIAL DESIGNS, INC.
March 4, 2013 - May 27, 2025
CFD INVESTMENTS, INC.
February 11, 2009 - January 20, 2012
ONEAMERICA SECURITIES, INC.
November 20, 2008 - January 20, 2012
ONEAMERICA SECURITIES, INC.
January 3, 2008 - November 20, 2008
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
April 18, 2002 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
April 18, 2002 - November 20, 2008
RESOURCE HORIZONS GROUP LLC
February 28, 2000 - May 13, 2002
SUMMIT BROKERAGE SERVICES, INC.
March 18, 1999 - February 29, 2000
THE LEADERS GROUP, INC.
April 1, 1998 - December 14, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 12, 1996 - April 1, 1998
BARNETT INVESTMENTS, INC.
January 21, 1996 - December 10, 1996
SUNAMERICA SECURITIES, INC.
May 4, 1995 - January 1, 1996
ICAP/INVESTMENT SERVICES AND TRADING, LLC
May 6, 1994 - April 28, 1995
COMPULIFE INVESTOR SERVICES, INC.
August 1, 1991 - May 26, 1994
IFMG SECURITIES, INC.
August 31, 1988 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
July 20, 1988 - September 10, 1988
LOWRY FINANCIAL SERVICES CORPORATION
March 22, 1988 - June 14, 1988
G. A. REPPLE & COMPANY
May 5, 1987 - July 16, 1987
FLORIDA NATIONAL INVESTMENT SERVICES, INC.
November 22, 1985 - July 2, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 1985 - November 1, 1985
THOMSON MCKINNON SECURITIES INC.
May 25, 1983 - June 17, 1985
FIRST UNION CAPITAL MARKETS CORP.
Primary Firm SEC Registration
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
