Terence J. Travers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence John Travers was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1983. Terence had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2005 - September 27, 2013
HAMILTON EXECUTIONS LLC
January 17, 2003 - April 5, 2005
SRT SECURITIES LLC
January 22, 1992 - March 17, 1995
FAB SECURITIES OF AMERICA, INC.
December 11, 1986 - April 3, 1990
FIRST OPTIONS OF CHICAGO, INC.
January 14, 1986 - April 3, 1990
FIRST OPTIONS OF CHICAGO, INC.
April 27, 1985 - February 27, 1990
PERSHING LLC
June 26, 1984 - July 18, 1984
BECKER PARIBAS INCORPORATED
April 8, 1983 - June 30, 1983
GILFORD SECURITIES INCORPORATED
February 17, 1983 - April 15, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAMILTON EXECUTIONS LLC
CRD#: 127653 / SEC#: , 8-66025
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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