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LK

Larry C. Klingensmith

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CRD#: 1100460
LK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Charles Klingensmith, CFP® was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1983. Larry had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA KLINGENSMITH FINANCIAL SERVICES, INC.7215 GRUBB RD, ERIE, PA 16506. PRESIDENT AND TREASURER. DBA PWR PLANNERS, 200 BRUSH RUN ROAD, STE A, GREENSBURG, PA -MARKETING LONG TERM CARE IN THE STATE OF FLORIDA. 10-20 HPW- ALSO ENGAGING IN THE SALE OF FIXED LIFE AND ANNUITY SALES, ACCIDENT,HEALTH & DISABILITY INSURANCE- IN THE STATE OF FL & PA 25-30 HPW DURING TRADING HOURS. - ALSO ENGAGING IN THE SALES AND SERVICE OF SECURITIES & INVESTMENT ADVISORY BUSINESS PWR INSURANCE ADVISORS, LLC 200 BRUSH RUN RD STE A GREENSBURG PA 15601- SALES AND MARKETING OF LIFE, HEALTH, LTC, MEDICARE AND FIXED ANNUITIES IN PA- 10 HPM DUTING MARKET HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1989

Experience

Past

March 21, 2011 - December 24, 2024

TRUSTMONT ADVISORY GROUP, INC.

RIA
CRD#: 106015
ERIE, PA
Past

March 21, 2011 - December 24, 2024

TRUSTMONT FINANCIAL GROUP, INC.

BD
CRD#: 18312
ERIE, PA
Past

August 1, 2008 - March 18, 2011

NATIONWIDE SECURITIES, LLC

RIA
CRD#: 11173
ERIE, PA
Past

August 1, 2008 - March 18, 2011

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
ERIE, PA
Past

May 21, 2007 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
ERIE, PA
Past

October 31, 2005 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 4082
ERIE, PA
Past

May 17, 1991 - July 19, 2007

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
ERIE, PA
Past

March 1, 1983 - May 31, 1991

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC

CRD#: 106015 / SEC#: 801-30694

RIA
Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/14/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2003
General Securities Principal Examination

Current Firm

TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC

CRD#: 106015 / SEC#: 801-30694

RIA
Registered Investment Advisory firm - (11/27/1987 Approved)
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Contact information

Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,387
AUM (Assets Under Management)$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015

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