David M. Hogan
Professional summary
David Michael Hogan is a registered financial advisor currently at LCI ADVISORS located in Tulsa, Oklahoma.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 4 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 7, Series 53, Series 14, Series 8, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Hogan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2005 - Present
LCI ADVISORS
August 3, 2005 - December 31, 2007
FLAGSTONE SECURITIES, LLC
June 15, 2001 - June 24, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 27, 2000 - June 24, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 30, 1999 - June 24, 2005
STIFEL INDEPENDENT ADVISORS, LLC
February 27, 1995 - June 24, 2005
STIFEL INDEPENDENT ADVISORS, LLC
September 21, 1983 - January 10, 1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/8/2024)
(7/12/2005)
(10/5/2022)
(9/7/2011)
Exams
Series 5
Date: 1/8/1986
Interest Rate Options ExaminationSeries 15
Date: 5/15/1984
Foreign Currency Options ExaminationSeries 8
Date: 5/10/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LCI ADVISORS
CRD#: 122383 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 51,362,915 |
Red Flags
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