Edward B. Brimacombe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Bruce Brimacombe was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1993 - May 16, 1994
NEW LONDON CAPITAL, INC.
March 31, 1992 - December 31, 1992
BUCKHEAD FINANCIAL CORPORATION
August 31, 1990 - December 31, 1991
SECURITIES AMERICA, INC.
August 30, 1988 - August 7, 1990
LCP CAPITAL CORP.
October 31, 1986 - June 9, 1987
ABACUS EQUITY SERVICES, INC.
March 14, 1985 - October 31, 1986
CARDELL & ASSOCIATES, INCORPORATED
September 8, 1984 - March 4, 1985
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 1, 1984 - December 21, 1984
WADDELL & REED
April 19, 1983 - January 4, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEW LONDON CAPITAL, INC.
CRD#: 32594 / SEC#: , 8-46021
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
