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Edward Bruce Brimacombe

CRD# 1100429·Registered 1983 - 1994
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Bruce Brimacombe was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1983 - 1994. Edward had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

Past

NEW LONDON CAPITAL, INC.Past·CRD# 32594
BD
Decatur, GA
September 16, 1993 - May 16, 1994
BUCKHEAD FINANCIAL CORPORATIONPast·CRD# 18398
BD
March 31, 1992 - December 31, 1992
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Lavista, NE
August 31, 1990 - December 31, 1991
LCP CAPITAL CORP.Past·CRD# 14469
BD
Staten Island, NY
August 30, 1988 - August 7, 1990
ABACUS EQUITY SERVICES, INC.Past·CRD# 11271
BD
October 31, 1986 - June 9, 1987
CARDELL & ASSOCIATES, INCORPORATEDPast·CRD# 7700
BD
March 14, 1985 - October 31, 1986
TRANSAMERICA FINANCIAL ADVISORS, INC.Past·CRD# 3600
BD
September 8, 1984 - March 4, 1985
WADDELL & REEDPast·CRD# 866
BD
May 1, 1984 - December 21, 1984
BLINDER, ROBINSON & CO., INC.Past·CRD# 5096
BD
April 19, 1983 - January 4, 1984

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Current Firm

NL
NEW LONDON CAPITAL, INC.

N. L. F. C., INC. | NEW LONDON CAPITAL, INC.

CRD#: 32594 / SEC#: 8-46021
BD
Cancelled by SEC on 05/17/1995

Contact Information

Established

Georgia since 03/26/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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