Joel R. Mellor

MELLOR & ASSOCIATES LLC

Bellevue, WA 98006

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CRD#: 1100424

Professional summary

Joel Richard Mellor is a registered financial advisor currently at MELLOR & ASSOCIATES LLC located in Bellevue, Washington.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Joel has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MELLOR & ASSOCIATES, LLC -REGISTERED INVESTMENT ADVISOR; TAX PREPARATION SVCS. SINCE 1/1984; INSURANCE SALES SINCE 1/1983;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Richard Mellor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2008 - Present

MELLOR & ASSOCIATES LLC

Office #1: 14205 Se 36th St Suite 100, Bellevue, WA 98006

RIA

CRD#: 117233

Bellevue, WA

Past

June 13, 2000 - February 28, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

BELLEVUE, WA

Past

May 23, 1991 - July 19, 2000

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

January 13, 1989 - May 28, 1991

GOODLIN FINANCIAL, INC.

CRD#: 19489

Past

March 1, 1983 - January 17, 1989

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/30/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/1989

General Securities Principal Examination

Current Firm

MELLOR & ASSOCIATES LLC

CRD#: 117233 / SEC#:

Idaho

Registered Investment Advisory firm - (9/19/2024 Approved)

Washington

Registered Investment Advisory firm - (12/3/1996 Approved)

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Contact information

Main Address

14205 Se 36th St Suite 100, Bellevue, WA 98006

Mailing Address

Phone number

(425) 827-2527

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 22,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel R. Mellor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Richard Mellor's CRS (Customer Relationship Summary).

Certified licenses

Experience

MELLOR & ASSOCIATES LLC

PACIFIC WEST SECURITIES, INC.

PACIFIC HARBOR SECURITIES, INC.

GOODLIN FINANCIAL, INC.

WAMU INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/1/1983

Series 7

Date: 2/19/1983

Series 24

Date: 8/8/1989

Current Firm

MELLOR & ASSOCIATES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MELLOR & ASSOCIATES LLC

TRUST BUT VERIFY

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