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Michael Jay Chesler

CRD# 1100377·Registered 1983 - 1999
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Jay Chesler was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1983 - 1999. Michael had worked at 2 firms and has passed the Series 63, Series 3, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

RESOURCE SECURITIES CORPORATION·CRD# 8696
BD
Atlanta, GA
November 15, 1988 - October 29, 1999
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
March 23, 1983 - May 12, 1988

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Current Firm

RS
RESOURCE SECURITIES CORPORATION

RESOURCE EQUITIES CORPORATION | RUFF SECURITIES CORPORATION | RESOURCE SECURITIES CORPORATION | RESOURCE SECURITIES CORP.

CRD#: 8696 / SEC#: 8-25939
BD
Terminated by SEC on 01/26/2008

Contact Information

Established

Georgia since 01/28/1981

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
MARSHALL, LARRY ANTHONYPRESIDENT AND CHIEF COMPLIANCE OFFICER702019
MARSHALL, BONNIE JEANFINANCIAL OPERATIONS PRINCIPAL840796

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jan 1989About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1983About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed May 1990About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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