Michael C. Duke

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CRD#: 1100355

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Clarence Duke was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1983. Michael had worked at 14 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 12, 2017 - October 18, 2021

ISC ADVISORS, INC.

RIA

CRD#: 166586

Fate, TX

Past

June 12, 2017 - October 18, 2021

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

DALLAS, TX

Past

February 15, 2017 - June 14, 2017

LAWING FINANCIAL INC

RIA

CRD#: 117178

Dallas, TX

Past

February 15, 2017 - June 20, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

OVERLAND PARK, KS

Past

April 19, 2016 - February 16, 2017

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

DALLAS, TX

Past

September 1, 2010 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

DALLAS, TX

Past

September 1, 2010 - February 16, 2017

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DALLAS, TX

Past

October 8, 2008 - September 17, 2010

INSTITUTIONAL SECURITIES CORPORATION

RIA

CRD#: 20291

DALLAS, TX

Past

October 8, 2008 - September 17, 2010

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

DALLAS, TX

Past

November 1, 2001 - October 10, 2008

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

DALLAS, TX

Past

November 1, 2001 - October 10, 2008

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

DALLAS, TX

Past

November 19, 1996 - November 1, 2001

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

April 3, 1990 - November 26, 1996

DOMINION CAPITAL CORPORATION

CRD#: 18837

DALLAS, TX

Past

January 1, 1990 - March 21, 1990

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Past

November 19, 1989 - January 1, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 19, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

May 14, 1984 - September 3, 1986

FIRST BENEFIT SECURITIES, INC.

CRD#: 14868

Past

June 22, 1983 - May 23, 1984

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/24/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/26/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/18/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/13/1992

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/1984

General Securities Principal Examination

Current Firm

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

Mailing Address

Phone number

(214) 520-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,989
AUM (Assets Under Management)	$ 1,539,119,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael C. Duke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSTITUTIONAL SECURITIES CORPORATION

LAWING FINANCIAL INC

CAMBRIDGE INVESTMENT RESEARCH, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

INSTITUTIONAL SECURITIES CORPORATION

INSTITUTIONAL SECURITIES CORPORATION

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

VSR FINANCIAL SERVICES, INC.

DOMINION CAPITAL CORPORATION

PLANNED INVESTMENTS INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FIRST BENEFIT SECURITIES, INC.

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

ISC ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/24/2000

Series 63

Date: 7/8/1983

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 1/26/2000

Series 7

Date: 6/18/1983

Series 53

Date: 4/13/1992

Series 24

Date: 3/30/1984

Current Firm

ISC ADVISORS, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC ADVISORS, INC.

TRUST BUT VERIFY

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